Compliance checklist

Broker/Dealer Qualification Questionnaire for Establishment of the City of Raleigh Approved Broker/Dealer Investment Pool · 274-2027-CTYQuestionnaire. 18 requirement sentences found in the notice and 1 attachment: every "shall", "must" and "required", quoted as written and sorted into submission requirements (0) and performance / contract clauses (18). Nothing is generated.

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Submission requirements · 0

None found.

Performance / contract clauses · 18

City of Raleigh Broker-Dealer Questionnaire (FINAL).pdf · 1

All securities shall be delivered against payment to the third-party custodian designated by the City.

City of Raleigh Broker-Dealer Questionnaire (FINAL).pdf · BROKER/DEALER QUALIFICATION QUES · 1

In order to be considered for placement on the City’s approved Broker/Dealer list, the following information is required: 1.

Extracted from the notice text and attachments as published. The solicitation governs; read Sections L and M in full before you submit.